Foundations of mathematics

Foundations of mathematics is a term sometimes used for certain fields of mathematics, such as mathematical logic, axiomatic set theory, proof theory, model theory, type theory and recursion theory. The search for foundations of mathematics is also a central question of the philosophy of mathematics.

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Philosophical foundations of mathematics

Platonism

“Platonists, such as Kurt Gödel (1906–1978), hold that numbers are abstract, necessarily existing objects, independent of the human mind”[1]

The foundational philosophy of Platonist mathematical realism, as exemplified by mathematician Kurt Gödel, proposes the existence of a world of mathematical objects independent of humans; the truths about these objects are discovered by humans. In this view, the laws of nature and the laws of mathematics have a similar status, and the effectiveness ceases to be unreasonable. Not our axioms, but the very real world of mathematical objects forms the foundation. The obvious question, then, is: how do we access this world? [2]

Formalism

It has been claimed that “Formalists, such as David Hilbert (1862–1943), hold that mathematics is no more or less than mathematical language. It is simply a series of games...”.[1] Indeed he used the words "formula game" in his 1927 in response to Brouwer's criticisms:

"And to what has the formula game thus made possible been successful? This formula game enables us to express the entire thought-content of the science of mathematics in a uniform manner and develop it in such a way that, at the same time, the interconnections between the individual propositions and facts become clear . . . The formula game that Brouwer so deprecates has, besides its mathematical value, an important general philosophical significance. For this formula game is carried out according to certain definite rules, in which the technique of our thinking is expressed. These rules form a closed system that can be discovered and definitively stated.".[3]

Thus Hilbert is insisting that mathematics is not an arbitrary game with arbitrary rules; rather it must agree with how our thinking, and then our speaking and writing, proceeds:".[3]

"We are not speaking here of arbitrariness in any sense. Mathematics is not like a game whose tasks are determined by arbitrarily stipulated rules. Rather, it is a conceptual system possessing internal necessity that can only be so and by no means otherwise".[4]

The foundational philosophy of formalism, as exemplified by David Hilbert, is a response to the paradoxes of set theory, and is based on formal logic. Virtually all mathematical theorems today can be formulated as theorems of set theory. The truth of a mathematical statement, in this view, is represented by the fact that the statement can be derived from the axioms of set theory using the rules of formal logic.[2]

Merely the use of formalism alone does not explain several issues: why we should use the axioms we do and not some others, why we should employ the logical rules we do and not some others, why do "true" mathematical statements (e.g., the laws of arithmetic) appear to be true, and so on. Hermann Weyl would ask these very questions of Hilbert:

"What "truth" or objectivity can be ascribed to this theoretic construction of the world, which presses far beyond the given, is a profound philosophical problem. It is closely connected with the further question: what impels us to take as a basis precisely the particular axiom system developed by Hilbert? Consistency is indeed a necessary but not a sufficient condition. For the time being we probably cannot answer this question . . .."[5]

In some cases these questions may be sufficiently answered through the study of formal theories, in disciplines such as reverse mathematics and computational complexity theory. As noted by Weyl, Formal logical systems also run the risk of inconsistency; in Peano arithmetic, this arguably has already been settled with several proofs of consistency, but there is debate over whether or not they are sufficiently finitary to be meaningful. Gödel's second incompleteness theorem establishes that logical systems of arithmetic can never contain a valid proof of their own consistency. What Hilbert wanted to do was prove a logical system S was consistent, based on principles P that only made up a small part of S. But Gödel proved that the principles P could not even prove P to be consistent, let alone S!

Intuitionism

“Intuitionists, such as L. E. J. Brouwer (1882–1966), hold that mathematics is a creation of the human mind. Numbers, like fairy tale characters, are merely mental entities, which would not exist if there were never any human minds to think about them.”[1]

The foundational philosophy of intuitionism or constructivism, as exemplified in the extreme by Brouwer and more coherently by Stephen Kleene, requires proofs to be "constructive" in nature – the existence of an object must be demonstrated rather than inferred from a demonstration of the impossibility of its non-existence. For example, as a consequence of this the form of proof known as reductio ad absurdum is suspect.[2]

Some modern theories in the philosophy of mathematics deny the existence of foundations in the original sense. Some theories tend to focus on mathematical practice, and aim to describe and analyze the actual working of mathematicians as a social group. Others try to create a cognitive science of mathematics, focusing on human cognition as the origin of the reliability of mathematics when applied to the real world. These theories would propose to find foundations only in human thought, not in any objective outside construct. The matter remains controversial.

Logicism

Logicism is one of the schools of thought in the philosophy of mathematics, putting forth the theory that mathematics is an extension of logic and therefore some or all mathematics is reducible to logic. Bertrand Russell and Alfred North Whitehead championed this theory fathered by Gottlob Frege.

Projective geometry

One of the traps in a deductive system is circular reasoning, a problem that seemed to befall projective geometry until it was resolved by Karl von Staudt. As explained by Laptev & Rosenfeld (1996):

In the mid-nineteenth century there was an acrimonious controversy between the proponents of synthetic and analytic methods in projective geometry, the two sides accusing each other of mixing projective and metric concepts. Indeed the basic concept that is applied in the synthetic presentation of projective geometry, the cross-ratio of four points of a line, was introduced through consideration of the lengths of intervals.

The purely geometric approach of von Staudt was based on the complete quadrilateral to express the relation of projective harmonic conjugates. Then he created a means of expressing the familiar numeric properties with his Algebra of Throws. English language versions of this process of deducing the properties of a field can be found in either the book by Oswald Veblen and John Young, Projective Geometry (1938), or more recently in John Stillwell's Four Pillars of Geometry (2005). Stillwell writes on page 120

...projective geometry is simpler than algebra in a certain sense, because we use only five geometric axioms to derive the nine field axioms.

The algebra of throws is commonly seen as a feature of cross-ratios since students ordinarily rely upon numbers without worry about their basis. However, cross-ratio calculations use metric features of geometry, features not admitted by purists. For instance, in 1961 Coxeter wrote Introduction to Geometry without mention of cross-ratio.

Foundational crisis

The foundational crisis of mathematics (in German: Grundlagenkrise der Mathematik) was the early 20th century's term for the search for proper foundations of mathematics.

After several schools of the philosophy of mathematics ran into difficulties one after the other in the 20th century, the assumption that mathematics had any foundation that could be stated within mathematics itself began to be heavily challenged.

One attempt after another to provide unassailable foundations for mathematics was found to suffer from various paradoxes (such as Russell's paradox) and to be inconsistent: an undesirable situation in which every mathematical statement that can be formulated in a proposed system (such as 2 + 2 = 5) can also be proved in the system.

Various schools of thought on the right approach to the foundations of mathematics were fiercely opposing each other. The leading school was that of the formalist approach, of which David Hilbert was the foremost proponent, culminating in what is known as Hilbert's program, which thought to ground mathematics on a small basis of a logical system proved sound by metamathematical finitistic means. The main opponent was the intuitionist school, led by L. E. J. Brouwer, which resolutely discarded formalism as a meaningless game with symbols (van Dalen, 2008). The fight was acrimonious. In 1920 Hilbert succeeded in having Brouwer, whom he considered a threat to mathematics, removed from the editorial board of Mathematische Annalen, the leading mathematical journal of the time.

Gödel's incompleteness theorems, proved in 1931, showed that essential aspects of Hilbert's program could not be attained. In Gödel's first result he showed how to construct, for any sufficiently powerful and consistent recursively axiomatizable system – such as necessary to axiomatize the elementary theory of arithmetic on the (infinite) set of natural numbers – a statement that can be shown to be true, but is not provable by the system. It thus became clear that the notion of mathematical truth can not be reduced to a purely formal system as envisaged in Hilbert's program. In a next result Gödel showed that such a system was not powerful enough for proving its own consistency, let alone that a simpler system could do the job. This dealt a final blow to the heart of Hilbert's program, the hope that consistency could be established by finitistic means (it was never made clear exactly what axioms were the "finitistic" ones, but whatever axiomatic system was being referred to, it was a 'weaker' system than the system whose consistency it was supposed to prove). Meanwhile, the intuitionistic school had not attracted many adherents among working mathematicians, due to difficulties of constructive mathematics.

In a sense, the crisis has not been resolved, but faded away: most mathematicians either do not work from axiomatic systems, or if they do, do not doubt the consistency of ZFC, generally their preferred axiomatic system. In most of mathematics as it is practiced, the various logical paradoxes never played a role anyway, and in those branches in which they do (such as logic), they may be avoided. Toward the middle of the 20th century it turned out that set theory (ZFC or otherwise) was inadequate as a foundation for some of the emerging new fields, such as homological algebra, and category theory was proposed as an alternative foundation by Samuel Eilenberg and others.

See also

Notes

  1. ^ a b c Anglin (1994) p. 218
  2. ^ a b c Anglin 1991 p. 218
  3. ^ a b Hilbert 1927 The Foundations of Mathematics in van Heijenoort 1967:475
  4. ^ p. 14 in Hilbert, D. (1919-20), Natur und Mathematisches Erkennen: Vorlesungen, gehalten 1919-1920 in Gottingen. Nach der Ausarbeitung von Paul Bernays (Edited and with an English introduction by David E. Rowe), Basel, Birkhauser (1992).
  5. ^ Weyl 1927 Comments on Hilbert's second lecture on the foundations of mathematics in van Heijenoort 1967:484. Although Weyl the intutionist believed that "Hilbert's view" would ultimately prevail, this would come with a significant loss to philosophy: "I see in this a decisive defeat of the philosophical attitude of pure phenomenology, which thus proves to be insufficient for the understanding of creative science even in the area of cognition that is most primal and most readily open to evidence -- mathematics" (ibid).

References

In Chapter III A Critique of Mathematic Reasoning, §11. The paradoxes, Kleene discusses Intuitionism and Formalism in depth. Throughout the rest of the book he treats, and compares, both Formalist (classical) and Intuitionist logics with an emphasis on the former. Extraordinary writing by an extraordinary mathematician.

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